Legal Notices

Updated

Joint Legal Entities ("Zweig Advisory," "we," "us," "our"):

Zweig Services and Asset Management GmbH (German/EU Entity)
Zweig Cost Control & Risk Management Services EST. (UAE Mainland Entity)

Registered Addresses:

EU (GmbH): Potsdamer Straße 92, 10785 Berlin, Germany
UAE (EST): Westburry Tower 1, Business Bay, Dubai | UAE

Contact: general@zweigadvisory.com | privacy@zweigadvisory.com | security@zweigadvisory.com

1) Regulatory Status & Professional Standards

Status: Zweig Advisory (encompassing both Zweig Services and Asset Management GmbH and Zweig Cost Control & Risk Management Services EST.) is not currently regulated by any financial authority for the services provided through this website. Our operations are subject to the commercial and general laws of Germany/EU and the UAE Mainland.

Territorial scope: Our services may not be available in all jurisdictions. Availability is subject to local law and licensing requirements. Contact to confirm whether we can serve you in your country/region.

Content Audience: The content on this Site is directed toward Institutional, Corporate, and Senior-Level users (e.g., UBOs, Boards, Managing Directors) considering complex strategic, capital, or special situation mandates, and is not intended for the general public or retail clients.

2) Informational Nature of Content (No Advice)

All content is provided for general informational purposes only and is not intended to be relied upon as advice. The content does not constitute, and is not intended to be, a Financial Promotion as defined by the UK Financial Services and Markets Act 2000 (FSMA), a personal recommendation under MiFID II (EU), or an offer or solicitation of securities under U.S. federal or state securities laws, or the rules of the UAE Securities and Commodities Authority (SCA). Nothing on this Site constitutes investment, legal, tax, accounting, or other professional advice or a recommendation to buy, sell, or hold any security or to pursue any strategy. You should obtain advice tailored to your circumstances before acting.

3) No Offer, Solicitation, or Endorsement

Nothing on this website constitutes an offer, solicitation, or commitment by Zweig Advisory to provide any product or service in any jurisdiction where such offer or solicitation would be unlawful. References to third-party products, services, or websites do not imply endorsement.

4) Past Performance & Risk Disclosure

Past performance, case studies, and expressions of opinion on business or investment strategies featured on this Site are provided for illustrative and informational purposes only. The Site does not offer predictions or guarantees of future outcomes. Markets are volatile; you may lose some or all of your capital. Forward-looking statements (including projections, targets, or scenarios) are inherently uncertain and subject to change without notice. We undertake no obligation to update or revise such statements.

5) Conflicts of Interest

Zweig Advisory maintains policies to identify and manage potential conflicts of interest, including the use of information barriers, restricted lists, and comprehensive disclosure practices. Where a material conflict arises in connection with a client engagement, we will disclose it and take appropriate steps consistent with applicable law and our contractual duties.

6) Third-Party Content, Data, and Links

This website may reference or link to third-party sites, research, tools, or data sources. These are provided "as is" for convenience; we do not control and are not responsible for their content, accuracy, timeliness, security, or privacy practices. Your use of third-party resources is at your own risk and may be subject to their terms and policies.

7) Intellectual Property; Limited License

Unless otherwise noted, all site content—text, graphics, design, logos, icons, images, video, software, and compilation thereof—is owned by or licensed to Zweig Advisory and protected by copyright, trademark, database, and other IP laws.

Limited personal use: You may view pages and download a temporary copy for personal, non-commercial viewing only.

No commercial exploitation: Any reproduction, distribution, public display, modification, scraping, mirroring, or model-training use of content requires our prior written consent.

Trademarks: "Zweig Advisory" and related marks are our trademarks or service marks. Third-party marks are the property of their respective owners.

8) Copyright / Takedown Notice

If you believe content on this site infringes your copyright, please send a written notice to copyright@zweigadvisory.com with: (1) your contact details; (2) identification of the copyrighted work; (3) the URL of the allegedly infringing material; (4) a statement of good-faith belief that use is not authorized; (5) a statement, under penalty of perjury, that the information is accurate and that you are the copyright owner or authorized agent; and (6) your physical or electronic signature. We will review and respond consistent with applicable law.

9) Social Media & Public Communications

Our posts, likes, follows, shares, or references on social platforms are for information only and should not be construed as endorsements or advice. We may monitor or retain communications as permitted by law. Do not post confidential, proprietary, or price-sensitive information on public channels.

10) Security; Vulnerability Reporting

We implement reasonable administrative, technical, and physical safeguards to protect the Site and data processed through it. Nevertheless, no method is 100% secure. If you discover a potential vulnerability, please report it to security@zweigadvisory.com with sufficient detail to reproduce the issue. Do not publicly disclose until we have assessed and addressed it.

11) International Use; Sanctions & Export Controls

Accessing the Site from locations where content is illegal is prohibited. You are responsible for compliance with local laws, including sanctions and export-control restrictions. You represent that you are not a sanctioned party and will not use the Site in violation of applicable sanctions regimes.

12) Accessibility Statement

We strive to make our content accessible. If you encounter barriers, email accessibility@zweigadvisory.com with: (i) page URL, (ii) description of the issue, (iii) browser/device/OS. We will make reasonable efforts to address your request.

13) Disclaimers; Limitation of Liability (Site Use)

The Site and all content are provided "AS IS" and "AS AVAILABLE", without warranties of any kind (express, implied, or statutory), including fitness, merchantability, accuracy, non-infringement, and availability.

To the maximum extent permitted by law, Zweig Advisory and its officers, employees, and agents shall not be liable for any indirect, incidental, consequential, special, exemplary, or punitive damages, or for lost profits, revenues, data, or use, arising from or related to the Site. Where liability cannot be excluded, it is limited to USD 100 (or the minimum amount required by law).

14) Changes and Availability

We may update content, suspend features, restrict access, or discontinue the Site at any time without notice. We may also update these Legal Notices; the "Last updated" date reflects the latest version.

15) Contact & Notices

General inquiries: general@zweigadvisory.com
Privacy & data rights: privacy@zweigadvisory.com
Security/vulnerabilities: security@zweigadvisory.com
Legal correspondence: legal@zweigadvisory.com (or postal address above for the relevant entity)

16) Jurisdiction-Specific Legends (Optional Appendices)

The content of this Site is purely informational and does not constitute a financial promotion, investment advice, or offer of securities under the terms of the legislation listed below.

A. United Kingdom (FCA/FSMA)

Content is directed toward institutional and corporate users. This material does not constitute an invitation or inducement to engage in investment activity under Section 21 of the Financial Services and Markets Act 2000 (FSMA) or any financial promotion that requires approval by an authorized person. Not for retail distribution.

B. European Union (MiFID II)

Content is intended for institutional or corporate users. The information provided does not constitute a personal recommendation, investment advice, or an offer to acquire financial instruments under MiFID II. Not for retail clients.

C. United States (SEC/Securities Law)

This content is not an offer or solicitation to sell or buy securities. No advisory services are provided, or offered to be provided, to any person in the United States unless Zweig Advisory is properly registered or exempt from registration in compliance with applicable federal and state laws.

D. United Arab Emirates (SCA/Financial Regulations)

Content is directed toward institutional and corporate users. The Site's content is not a solicitation, public offer, or provision of financial services that requires licensing by the UAE Securities and Commodities Authority (SCA) or other UAE financial regulators. Communications are not intended for Retail Clients.

Approval and Endorsement

This Legal Notices Policy has been approved by the Senior Management of Zweig Advisory.

Signed by:

Name: Margarita Zweig, Alexander Zweig

Title: Managing Directors